Timed mock exam
Take a full-length FINRA SIE practice test
Questions weighted across every domain, on the clock — with a per-domain score breakdown when you finish.
Exam sections
Each category's percentage is its approximate weight on the FINRA SIE exam. The bars track your mastery — terms you've marked “I know this” or recalled from flashcards.
Exam Sections
100%The four SIE sections, in official-outline order. Percentages reflect each section's share of the exam's 75 scored questions (5 of the 80 total are unscored pretest items).
- Understanding Products and Their Risks40 terms
The heaviest section by far: 33 of the 75 scored questions on the products themselves — equity and debt securities, mutual funds and other packaged products, options — and the specific risks each one carries. If you master one section, make it this one.
- Trading, Customer Accounts & Prohibited Activities28 terms
23 of the 75 scored questions on how trades and accounts actually work: order types and trade capacity, settlement, cash and margin accounts, account registrations and retirement accounts, the prohibited activities FINRA polices hardest, and the compliance rules — AML, SIPC, Regulation BI — that protect customers.
- Knowledge of Capital Markets15 terms
12 of the 75 scored questions cover how the markets themselves work: the regulators (SEC, FINRA and the other SROs), market structure and participants, how new securities are brought to market, and the economic forces — monetary and fiscal policy, the business cycle, interest rates — that move prices.
- Overview of the Regulatory Framework8 terms
The shortest section: 7 of the 75 scored questions on the legal backbone of the industry — the Securities Act of 1933 and Exchange Act of 1934, registration and reporting on Forms U4 and U5, statutory disqualification, continuing education, and the employee-conduct rules on outside activities and gifts.